Stock & Commodities Trading
Stock and commodity exchanges in the United States are regulated under requirements issued by the Securities and Exchange Commission, the Commodity Futures Trading Commission, and other financial regulatory agencies.
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Showing 1-20 of 15107 results since 1994
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Privacy Act of 1974, as Amended; System of Records Notice
In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Internal Revenue Service, Treasury, is publishing its inventory of Privacy Act systems of records.
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Agricultural Advisory Committee; Notice of Meeting
The Commodity Futures Trading Commission (CFTC or Commission) announces that on September 22, 2015, from 10:30 a.m. to 3:30 p.m., the Agricultural Advisory Committee (AAC) will hold a public meeting at the CFTC's Washington, DC, headquarters. The meeting will focus on, among other issues, topics related to speculative position limits for...
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Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers
Financial Crimes Enforcement Network (``FinCEN''), a bureau of the Department of the Treasury (``Treasury''), is issuing this notice of proposed rulemaking to prescribe minimum standards for anti-money laundering programs (``AML'') to be established by certain investment advisers and to require such investment advisers to report suspicious...
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Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing amendments to rules relating to swap data reporting in connection with cleared swaps for swap data repositories (``SDRs''), derivatives clearing organizations (``DCOs''), designated contract markets (``DCMs''), swap execution facilities (``SEFs''), swap dealers...
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Agency Information Collection Activities Under OMB Review
In compliance with the Paperwork Reduction Act of 1995 (``PRA''), this notice announces that the Information Collection Request (``ICR'') abstracted below has been forwarded to the Office of Management and Budget (``OMB'') for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.